publishing-models

Doughnut Publishing: A Practical Guide to the Model, Principles, and Real-World Use

Doughnut publishing describes an emerging model that aims to balance open access availability with sustainable revenue and long‑term preservation. It combines elements of open...

Mara Ellison
Doughnut Publishing: A Practical Guide to the Model, Principles, and Real-World Use

What is doughnut publishing

Doughnut publishing describes an emerging model that aims to balance open access availability with sustainable revenue and long‑term preservation. It combines elements of open access and traditional subscription systems to support broad access while ensuring financial and editorial viability. This guide explains how the model works, how it differs from conventional approaches, and how institutions can evaluate its practical implications over time.

Key principles of doughnut publishing

Doughnut publishing operates around two linked goals: universal access and long‑term viability. Content is made openly available, but mechanisms such as institutional partnerships, membership fees, or sustainable author fees fund production, curation, and preservation. Editorial standards, peer review, and clear governance remain central. The model emphasizes stable platforms, transparent metrics, and community driven decision making.

Access and discoverability

In doughnut publishing, articles are freely accessible through persistent links and interoperable systems. Metadata are rich and machine readable, supporting indexing, linking, and reuse. Platforms prioritize interoperability with library systems, repositories, and search tools so that content remains findable now and in the future.

Sustainable funding and cost recovery

Revenue mixes aims to avoid overreliance on any single source. Common elements include institutional subscriptions or memberships, article‑processing charges where appropriate, partnerships with funders, and, in some cases, modest downstream services. The goal is to keep quality high while aligning costs with realistic budgets and measurable impact.

How the model is implemented in practice

Implementation varies by publisher, consortium, or society, but common features include coordinated platforms, shared infrastructure, and consistent policies. Many initiatives begin as pilots, then expand based on evaluation. Institutions often coordinate through consortia to negotiate fair terms and share risks. These arrangements are usually structured as long‑term agreements rather than short, unilateral contracts.

Typical implementation stages

  1. Stakeholder mapping and needs assessment
  2. Platform selection and technical design
  3. Policy drafting, including fees and governance
  4. Pilot launch with a defined set of journals or titles
  5. Evaluation and iterative adjustment before broader rollout

Comparison with other publishing models

AttributeDoughnut publishingTraditional subscriptionPure open access (author pays)
Access modelOpen access with sustainable funding mixRestricted to subscribersOpen, generally via APCs
Primary fundingMemberships, institutional agreements, balanced feesSubscription revenueAuthor fees and funder support
Cost distributionShared across institutions and fundersConcentrated in library budgetsConcentrated in author or funder budgets
Preservation and stewardshipLong term, community governedPublisher dependentVaries, often dependent on publisher or repository
Editorial modelIndependent, community informedPublisher ledPublisher led with variations

Evaluating doughnut publishing options

When considering doughnut publishing arrangements, institutions should review cost structures, preservation commitments, and governance. Look for transparent metrics around usage, cost per download, and long‑term archiving. Assess how policies support equity, inclusion, and diverse research communities. Favor initiatives with clear, publicly documented practices and evidence of stable funding over time.

Risks, dependencies, and limitations

Doughnut publishing is still evolving, and outcomes can vary widely. Risks include underfunded platforms, inconsistent governance, and unclear long‑term preservation responsibilities. Some projects face disruptions if funding or institutional support changes. Scalability can be challenging, especially when coordination across many institutions is required. These factors should be considered in evaluations and negotiations.

Future directions and adoption signals

Interest in doughnut publishing is growing where institutions seek more open models without sacrificing quality or long‑term viability. Adoption is often driven by consortia, universities, and funders that want coherent, sustainable systems. Progress depends on continued collaboration among publishers, libraries, funders, and infrastructure providers. Indicators of momentum include shared platforms, multiyear agreements, community governance, and public evaluation of outcomes.